In this paper, we first investigate the signal and interference characteristics of the windowed universal filtered multi-carrier (UFMC) system in presence of carrier frequency offset (CFO), and then derive the expression of subcarrier signal-to-interferenceplus-noise ratio (SINR). Based on the relationship between symbol error rate (SER) and SINR, an optimization model for window design is formulated to maximize the geometric mean of subcarrier SINR. The successive convex approximation (SCA) algorithm is then employed to solve the optimization problem and determine the optimal window. Finally, SER simulations with various window functions demonstrate that the windowed operations effectively reduce the UFMC interference caused by CFO. Moreover, compared with traditional window functions, the proposed optimal window function significantly improves the system SER, and behaves reliably across a wide signal to noise ratio range.
XIE Yu, WEN Jiangang, NI Zhengwei, HUA Jingyu
. Interference Analysis and Optimal Window Design for Windowed UFMC Systems[J]. Journal of Applied Sciences, 2025
, 43(2)
: 257
-273
.
DOI: 10.3969/j.issn.0255-8297.2025.02.006
[1] 徐常志, 靳一, 李立, 等. 面向6G的星地融合无线传输技术[J]. 电子与信息学报, 2021, 43(1): 28-36. Xu C Z, Jin Y, Li L, et al. Wireless transmission technology of satellite-terrestrial integration for 6G mobile communication [J]. Journal of Electronics & Information Technology, 2021, 43(1): 28-36. (in Chinese)
[2] 杨峰义, 谢伟良, 张建敏. 5G无线网络及关键技术[J]. 通信学报, 2017, 38(3): 184. Yang F Y, Xie W L, Zhang J M. 5G wireless network and key technologies [J]. Journal on Communications, 2017, 38(3): 184. (in Chinese)
[3] 郑晓康, 闻建刚, 邹园萍, 等. 基于CP重构的高时间传输效率CP-UFMC接收方法[J]. 应用科学学报, 2024, 42(2): 222-236. Zheng X K, Wen J G, Zou Y P, et al. High time transmission efficiency CP-UFMC receiving method based on CP reconstruction [J]. Journal of Applied Sciences, 2024, 42(2): 222-236. (in Chinese)
[4] 尤肖虎, 尹浩, 邬贺铨. 6G与广域物联网[J]. 物联网学报, 2020, 4(1): 3-11. You X H, Yin H, Wu H Q. 6G and wide area internet of things [J]. Chinese Journal on Internet of Things, 2020, 4(1): 3-11. (in Chinese)
[5] Cimini L. Analysis and simulation of a digital mobile channel using orthogonal frequency division multiplexing [J]. IEEE Transactions on Communications, 1985, 33(7): 665-675.
[6] Chen X, Wu L, Zhang Z, et al. Adaptive modulation and filter configuration in universal filtered multi-carrier systems [J]. IEEE Transactions on Wireless Communications, 2017, 17(3): 1869-1881.
[7] 闻建刚, 华惊宇, 徐志江, 等. FBMC系统中的SR-NYQ原型滤波器设计[J]. 中国科学: 信息科学, 2019, 49(7): 886-899. Wen J G, Hua J Y, Xu Z J, et al. Design of SR-NYQ prototype filter in an FBMC system [J]. Science China Information Science, 2019, 49(7): 886-899. (in Chinese)
[8] Wulich D. Definition of efficient PAPR in OFDM [J]. IEEE Communications Letters, 2005, 9(9): 832-834.
[9] Chen H, Hua J, Wen J, et al. Revision to VT-2020-03247: uplink interference analysis of F-OFDM systems under non-ideal synchronization [J]. IEEE Transactions on Vehicular Technology, 2020, 69(12): 15500-15517.
[10] Chen H, Hua J, Li F, et al. Interference analysis in the asynchronous f-OFDM systems [J]. IEEE Transactions on Communications, 2019, 67(5): 3580-3596.
[11] Wang H, Li X, Jhaveri R H, et al. Sparse Bayesian learning based channel estimation in FBMC/OQAM industrial IoT networks [J]. Computer Communications, 2021, 176: 40-45.
[12] Fettweis G, Krondorf M, Bittner S. GFDM-generalized frequency division multiplexing [C]//VTC Spring 2009-IEEE 69th Vehicular Technology Conference. IEEE, 2009: 1-4.
[13] Wen J, Hua J, Lu W, et al. Design of waveform shaping filter in the UFMC system [J]. IEEE Access, 2018, 6: 32300-32309.
[14] Tufvesson F, Faulkner M, Hoeher P, et al. OFDM time and frequency synchronization by spread spectrum pilot technique [C]//1999 IEEE Communications Theory Mini-Conference. IEEE, 1999: 115-119.
[15] Kasmi M, Mhatli S, Bahloul F, et al. Performance analysis of UFMC waveform in graded index fiber for 5G communications and beyond [J]. Optics Communications, 2019, 454: 124360.
[16] Wang X, Wild T, Schaich F, et al. Universal filtered multi-carrier with leakage-based filter optimization [C]//European Wireless 2014; 20th European Wireless Conference. VDE, 2014: 1-5.
[17] 王晶晶, 闻建刚, 邹园萍, 等. 存在定时偏移的UFMC系统信号与干扰分析[J]. 应用科学学报, 2022, 40(5): 790-800. Wang J J, Wen J G, Zou Y P, et al. Signal and interference analysis of UFMC system in the presence of timing offset [J]. Journal of Applied Sciences, 2022, 40(5): 790-800. (in Chinese)
[18] Schaich F, Wild T. Relaxed synchronization support of universal filtered multi-carrier including autonomous timing advance [C]//201411th International Symposium on Wireless Communications Systems (ISWCS). IEEE, 2014: 203-208.
[19] Gazi O. Understanding digital signal processing [M]. Singapore: Springer-Verlag, 2018.
[20] Yang Y, Pesavento M, Chatzinotas S, et al. Successive convex approximation algorithms for sparse signal estimation with nonconvex regularizations [J]. IEEE Journal of Selected Topics in Signal Processing, 2018, 12(6): 1286-1302.